Industrial and Commercial Bank of China México is inviting candidates to apply to our following Position:

INTERNAL AUDIT SENIOR (RISK & DERIVATIVE PRODUCTS)

Department

INTERNAL AUDIT

Hiring Manager

Position: INTERNAL AUDIT HEAD

Job purpose

Support the Internal Audit area, to comply with the annual internal audit work program approved by the Audit Committee, being responsible to perfor Risk Audit, AML and Derivatives

Main Duties and Responsibilities

-Comply with the internal audit policy and procedures that includes:

• Execute the audit process as set out in the Internal Audit Procedures Manual for each project to be reviewed.

• Elaborate audit work programs for the audits based on local regulation, to be executed under the instructions of the Internal Audit Head.

• Collect and safeguard sufficient evidence to support the work programs.

• Drafting of audit observations and recommendations as well as audit reports.

• As part of the execution of internal audit work, review that:

a) The processes, controls and activities comply with local regulation and with local and Group's policies and procedures.

b) The processes reviewed comply with the principle of an adequate segregation of duties avoiding conflicts of interest.

c) The process owners safeguard enough evidence of the execution of controls.

d) All processes, procedures and controls are documented in internal guidelines or procedure manuals.

e) The existence of audit trails.

· Provide the Internal Audit Head with the necessary information to report to the Audit Committee, the situation of the internal control system.

· Participate in internal committee sessions and other internal meetings as a substitute for the Internal Audit Head when requested.

· Comply with the principles of integrity, objectivity, confidentiality and competence, in accordance with the Code of Ethics issued by the Internal Audit Institute.

Qualifications

• Education

Degree with professional title in Accounting ,Finance, Actuarial Sciences, Mathematics, or related careers.

• Specialized knowledge

ü Internal auditing in banking institutions or in the financial sector, in AML, derivative products, risk audits (UAIR) and biannual technical review of the risk management, ICAP, NSFR and LCR.

ü Experience in the elaboration of work programs, documentation of evidences and conclusions of working papers and writing of observations and recommendations resulting from their work.

ü Experience and knowledge of banking regulations, internal control, risk management in banking institutions.

ü Review of standard risk models for the different types of risk (liquidity, market, solvency, credit, operational).

• Skills & Abilities

Advanced/Intermediate English.

Knowledge in using Microsoft tools.

• Professional Certification or specific credentials:

Desirable Certifications in AML Compliance Officer by CNBV

• Experience (in years)

Minimum 5-6 years of experience in similar positions in banking or financial institutions,

• Other Language and %

Advanced/Intermediate English 65% - 80%

• Computer Skills (describe specific software if applicable)

Microsoft tools.

Internal and External Communication

Interaction with External Auditors and with the Bank's personnel to execute the audit work.

Working conditions

During quarterly periods of report to the Audit Committee, reporting audits to regulators with a specific dead lines and specially during the first quarter of each year, it is required to work additional times to achieve the audit report deliverables.